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Enforcement Notice Decision - IN THE MATTER OF Kelly Richard Jones - Settlement Accepted |
February 07, 2015
CALGARY, Feb. 6, 2015 /CNW/ - On January 23, 2015, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC staff and Kelly Richard Jones.
Mr. Jones admitted that he improperly handled the...
http://www.prnewswire.com/news-releases/enforcement-notice-decision---in-the-matter-of-kelly-richard-jones---settlement-accepted-291066521.html
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